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文艺理论研究 ›› 2024, Vol. 44 ›› Issue (1): 174-187.

• 文论互鉴 • 上一篇    下一篇

文学文本的系统发生分析:历史、现状和反思

程弋洋, 袁陈杰   

  • 出版日期:2024-01-25 发布日期:2024-03-07
  • 作者简介:程弋洋,文学博士,复旦大学外文学院教授,主要从事文学理论及西班牙语文学研究。袁陈杰,西班牙语语言文学博士,华东师范大学外语学院讲师,主要从事形式语言学及语篇建模研究。

Phylogenetics of Literary Texts: Reflections on Its Past and Present

Cheng Yiyang, Yuan Chenjie   

  • Online:2024-01-25 Published:2024-03-07
  • About author:Cheng Yiyang, Ph.D., is a professor in the College of Foreign Languages and Literature of Fudan University, with research interest in literary theory and Hispanic literature. Yuan Chenjie, Ph.D., is a lecturer in the School of Foreign Languages of East China Normal University, with research interest in formal pragmatics and discourse modeling.

摘要: 系统发生分析是进化研究中的重要计算方法,被广泛用于确立物种谱系。20世纪80年代以来,该方法先被引入语言和文化谱系研究,继而被引入民间文学研究。在民间故事的系统发生分析中,文本的母题序列被视作遗传信息。对这些序列进行系统发生分析,最终可得到民间故事谱系,进而揭示故事所对应民族在历史上存在的联系。本文在考察文学文本系统发生分析的原理、历史和现状的基础上发现:首先,国内民间文学母题研究虽卓有大成,但仍停留在分类阶段,母题数据未被充分利用,而引入系统发生分析为国内民间文学母题研究开辟了新途径;其次,确定同源母题是近十年来母题研究的重点,但当前对同源母题的确定仍偏主观,而系统发生分析中的同源性算法可为同源母题确定提供更科学的依据;第三,系统发生分析目前主要用于民间文学研究,但鉴于母题分析同样适用于其他文学文本,本文主张系统发生分析可向更广泛的文本拓展,揭示其内在演变规律及其投射的思想文化变迁。

关键词: 系统发生, 叙事母题, 同源性, 垂直传承, 横向传播

Abstract: Phylogenetic analysis, as an important computational method in evolution research, has been extensively applied to the determination of genealogy of different species. Since the 1980s, phylogenetic analysis has been introduced into the research of language and cultural evolution, and later the research of folkloric literature. In the phylogenetic analysis of folkloric stories, a motif string is identified as the genome of each story. Phylogenetic analysis of the motif strings of homological folkloric stories yields a genealogical tree, which reveals the potential historical connections between the ethnic groups that the folkloric stories belong to. This article, based on an introduction and historical review of phylogenetics of literary texts, discusses several drawbacks and gaps in such research from both national and international perspectives. First, Chinese folklorists have made notable achievements in motif research, but most are limited to motif classification and these motifs have not been fully explored since then. Phylogenetics would introduce a new research path to the analysis of motifs. Second, the identification of homological motifs has become a focus of research during recent years but such identification remains subjective. In phylogenetics, a family of algorithms that are originally designed to evaluate phylogenetic signals can provide a more scientific way to measure the homological distance between different motifs. Last but not least, the application of phylogenetics in literary research is currently restricted to the study of folklore, but in light of the fact that motif analysis also applies to other genres of literary texts, it is reasonable to argue that phylogenetic analysis can also be used to analyze a variety of genres to reveal their internal developments as well as the sociocultural changes reflected therein.

Key words: phylogenetics, narrative motif, homology, vertical inheritance, horizontal transmission